Lambda throttling occurs when the number of concurrent executions exceeds the available concurrency. This can happen due to account-level concurrency limits, function-level reserved concurrency limits, or sudden traffic spikes.

The most operationally efficient ways to reduce throttling are to increase available concurrency:

Option C: Increasing the function’s reserved concurrency can reduce throttling when the function is being constrained by a too-low reserved concurrency value. Reserved concurrency guarantees a fixed amount of concurrency for the function (and also caps it). If the cap is currently too low, raising it allows more parallel executions and reduces throttles.

Option E: If throttling is due to the account concurrency quota being reached (or burst scaling limits in some patterns), the correct fix is to request a service quota increase. This increases the total available concurrency capacity for the account (and/or specific dimensions), allowing more simultaneous executions across functions.

Why the others are not correct:

A (migrate to EKS) is high effort and not operationally efficient for solving Lambda throttling.

B (maximum age of events) applies to asynchronous event retries/queues; it does not reduce throttling—it only changes how long events remain eligible for processing.

D is irrelevant: adding lambda:GetFunctionConcurrency to the execution role only allows reading settings and does not change throttling behavior.

Therefore, the best operational fixes are to increase reserved concurrency and request a concurrency quota increase.

AWS Secrets Manager is purpose-built for storing, retrieving, and rotating secrets such as database credentials. For supported databases, Secrets Manager can rotate credentials automatically and update both the stored secret and the database credentials. That directly addresses the risk: credentials are stored securely, access is controlled by IAM, and rotation is automated. Systems Manager Parameter Store can securely store parameters, but it does not provide the same managed database credential rotation workflow. Rotating a KMS key is not the same as rotating database credentials; it only changes encryption key material behavior, not the database password. S3 is not the right service for active secrets management. AWS documentation recommends moving hardcoded database credentials to Secrets Manager and rotating them. ( AWS Documentation )

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Requirement Summary:

Orders are being processed more than once

Need to prevent duplicate processing

Looking for least implementation effort

Key Concept:

Lambda + Event-driven patterns can occasionally result in duplicate invocations (at-least-once delivery model)

You need idempotency (i.e., prevent repeated processing of same event)

Evaluate Options:

A. Use DynamoDB for de-duplication

Simple and widely used approach

Store a unique orderId as the primary key

Before processing, check if order exists

If yes → skip

If no → process and store the ID

Minimal code changes required

B. ECS + Step Functions

Overkill for basic de-duplication

Adds significant complexity

C. Retry logic with fixed delay

Doesn ' t prevent duplication — makes it worse

Retrying might trigger the same message again

D. Athena to identify duplicates

Reactive solution, not preventative

Not suitable for real-time event de-duplication

Lambda idempotency: https://docs.aws.amazon.com/lambda/latest/dg/invocation-retries.html

Using DynamoDB for idempotent design: https://aws.amazon.com/blogs/compute/how-to-design-idempotent-APIs-on-aws/

SQS Delivery Behavior: Standard SQS queues guarantee at-least-once delivery, meaning messages may be processed more than once. This can lead to duplicate emails in this scenario.

Visibility Timeout: If the visibility timeout on the SQS queue is too short, a message might become visible for another consumer before the first Lambda function finishes processing it. This can also lead to duplicates.

The HTTP header that the developer should use for this analysis is the X-Forwarded-For header. This header contains the IP address of the client that made the request to the Application Load Balancer. The developer can use this header to analyze patterns for the client IP addresses that use the application. The other headers either contain information about the protocol, host, or port of the request, which are not relevant for the analysis.

CloudFormation and Dynamic References: The DefinitionSubstitutions property in CloudFormation allows you to pass values into Step Functions state machines at runtime.

Cost-Effectiveness: This solution is cost-effective as it leverages CloudFormation ' s built-in capabilities, avoiding the need for additional services like Secrets Manager or AppConfig.

Step 1: Understanding the Problem

Processing in Batches: The application must process records in groups.

Sequential Processing: Each record in the batch must be processed before writing to Aurora.

Solution Goals: Use services that support ordered, batched processing and integrate with Aurora.

Step 2: Solution Analysis

Option A:

Amazon Kinesis Data Streams supports ordered data processing.

AWS Lambda can process batches of records via event source mapping with MaximumBatchingWindowInSeconds for timing control.

Configuring the batching window ensures efficient processing and compliance with the workflow.

Correct Option.

Option B:

Amazon SQS is not designed for streaming; it provides reliable, unordered message delivery.

Setting MaximumBatchingWindowInSeconds to 0 disables batching, which is contrary to the requirement.

Not suitable.

Option C:

Amazon MSK provides Kafka-based streaming but requires custom EC2-based processing.

This increases system complexity and operational overhead.

Not ideal for serverless requirements.

Option D:

DynamoDB Streams is event-driven but lacks strong native integration for batch ordering.

Using ECS adds unnecessary complexity.

Not suitable.

Step 3: Implementation Steps for Option A

Set up Kinesis Data Stream:

Configure shards based on the expected throughput.

Configure Lambda with Event Source Mapping:

Enable Kinesis as the event source for Lambda.

Set MaximumBatchingWindowInSeconds to 300 to accumulate data for processing.

Example:

{

" EventSourceArn " : " arn:aws:kinesis:region:account-id:stream/stream-name " ,

" BatchSize " : 100,

" MaximumBatchingWindowInSeconds " : 300

}

Write Processed Data to Aurora:

Use AWS RDS Data API for efficient database operations from Lambda.

AWS Developer References:

Amazon Kinesis Data Streams Developer Guide

AWS Lambda Event Source Mapping

Batch Processing with Lambda

Amazon S3 event notifications can invoke AWS Lambda functions at very high rates during traffic spikes. In this scenario, up to 500 objects per minute can result in hundreds of concurrent Lambda invocations. By default, Lambda functions share the account’s unreserved concurrency pool , which can cause throttling if the pool is exhausted by sudden bursts.

AWS Lambda reserved concurrency guarantees a specific number of concurrent executions for a function. By configuring reserved concurrency, the developer ensures that sufficient execution capacity is always available for this specific function, regardless of other Lambda workloads in the account. This prevents throttling during high-volume S3 event bursts.

Increasing the timeout (Option A) does not address concurrency limits. Adding a layer (Option B) does not solve invocation throttling. Decreasing memory (Option D) can actually worsen performance and increase execution time.

AWS documentation explicitly recommends reserved concurrency when workloads experience unpredictable or bursty invocation patterns and must run reliably. Therefore, reserving concurrency is the correct and AWS-recommended solution.

The AWS Serverless Application Model Command Line Interface (AWS SAM CLI) is a command-line tool for local development and testing of Serverless applications3. The sam local generate-event command of AWS SAM CLI generates sample events for automated tests3. The sam local invoke command is used to invoke Lambda functions3. Therefore, option C is correct.

Step-by-Step Breakdown:

Requirement Summary:

Use AWS SAM to deploy:

1 Lambda Function

1 S3 Bucket

Lambda needs read-only access to the S3 bucket

Solution must be expressed via AWS SAM template

Option A: Reference a second Lambda authorizer function

Incorrect: Lambda authorizers are used in API Gateway for authentication, not for granting S3 permissions.

Option B: Add a custom S3 bucket policy to the Lambda function

Incorrect: Bucket policies control who can access the bucket, not what the Lambda function can do.

The permission must be granted to the Lambda’s IAM execution role.

Option C: Create an Amazon SQS topic for only S3 object reads

Incorrect: SQS cannot read objects from S3 and is not relevant to this scenario.

Option D: Add the S3ReadPolicy template to the Lambda function ' s execution role

Correct: AWS SAM provides managed policy templates like AmazonS3ReadOnlyAccess and shortcuts like S3ReadPolicy.

You can apply these to the Lambda’s execution role using the Policies: section in your SAM template.

Example SAM YAML:

yaml

CopyEdit

Resources:

MyFunction:

Type: AWS::Serverless::Function

Properties:

CodeUri: my-code/

Handler: app.handler

Runtime: python3.11

Policies:

- S3ReadPolicy:

BucketName: !Ref MyBucket

MyBucket:

Type: AWS::S3::Bucket

Properties:

BucketName: my-personal-bucket-name

SAM Policy Templates: https://docs.aws.amazon.com/serverless-application-model/latest/developerguide/serverless-policy-templates.html

Example using S3ReadPolicy: https://docs.aws.amazon.com/serverless-application-model/latest/developerguide/serverless-policy-templates.html#s3-readpolicy

Concurrent users is an application-level metric, not a default infrastructure metric. CloudWatch provides standard metrics such as CPU utilization, network input, and request counts for many AWS services, but it will not automatically know how many active users the application currently has unless the application publishes that value. The correct design is to publish concurrent user count as a custom CloudWatch metric and use that metric in the scaling policy. SNS is a notification service, not a metric source. CloudFront can improve content delivery, but it does not directly define application auto scaling based on concurrent users. NetworkIn might correlate with load but is not the metric chosen by the architect. CloudWatch supports custom metrics and alarms for threshold-based actions. ( AWS Documentation )

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